When: Tuesday, August 08, 2023 - Virtual Conference
8:45am - 9:00am Sign in to Zoom Meeting
9:00am - 12:00 pm Program
Heartland Compliance Regulatory Panel 2023 (FINAL).pptx
Regulatory Panel consisting of OCC, FDIC, OSBC, FED
OCC - Heather Davis
Federal Reserve - Barb Szalwinski
FDIC - Erin Mastroni
OSBC - Tim Kemp
Schedule for the speakers:
9:00 – Opening remarks
9:05 – 9:45 – Heather Davis
9:45 – 10:25 – Barb Szalwinski
Break – five minutes
10:30 – 11:10 - Erin Mastroni
11:10 – 11:50 - Tim Kemp
Closing Remarks and Adjournment - Bobbi Jo Dixon
2023 Meeting Dates
Annual Conference - November 14, 2023 - featuring Patty Joyner
Heartland Compliance, a non-profit Kansas organization, whose purpose is to encourage and combine the ideas, intelligence, and influence of its members for the promotion of compliance information and networking among its membership; to provide its members educational programs on compliance and related topics; and to provide a medium for the timely gathering of its members for the purposes of education and exchange of ideas.
OCC: Heather Davis - CRCM, National Bank Examiner (NBE), Consumer Compliance Lead Expert, Midsize and Community Bank Supervision ,Office of the Comptroller of the Currency
Heather Davis is a National Bank Examiner with the Office of the Comptroller of the Currency (OCC). She is currently the Consumer Compliance Lead Expert for the South and Southeast Regions, but is based in the Kansas City area. Heather has been with the OCC for over nine years and focuses most of her time in the consumer compliance area for community banks.
FEDERAL RESERVE: Barb Szalwinski
Barb Szalwinski is a Senior Examiner with the Federal Reserve Bank of Kansas City's Denver Office. Barb joined the Reserve Bank in 2011 after working 12 years as branch manager and compliance supervisor for a commercial bank. Barb currently provides consumer compliance regulatory oversight for community banks within the 10th District and serves a Central Point of Contact for a portfolio of state-member banks. Having serviced in a variety of examination functions of varying of complexity, Barb also serves as the Consumer Affirms lead training coordinator to ensure the growth and development for all incoming examiners. She holds a BA degree in Management and a MA degree in Organizational Management from the University of Phoenix.
OSBC: Tim Kemp - Deputy Commissioner - Banking Division
Tim Kemp joined the Office of the State Bank Commissioner in 2001. In addition to his current role as Deputy Bank Commissioner, Tim has served the agency in many capacities including Director of Examinations, Review Examiner, and as a Bank Examiner. As an examiner, he specialized in examination management, operations and loan review.
Originally from Pretty Prairie, Kansas, Tim enjoys a strong connection to agriculture. He helped on the family farm growing up and operated a large family farm and ranch in Butler and Reno counties. His ag operations included dryland and irrigated crops, a cow/calf operation and stockers. Tim’s children and family continue to be involved in agriculture.
Tim received his Bachelor of Science degree in business administration with an emphasis in economics from Bethel College, and attended Kansas State University. He is a graduate of the Colorado Graduate School of Banking.
In addition to his OSBC and agriculture production experience, Tim previously served as a district aide to former Congressman Dan Glickman.
FDIC: Erin Mastroni - Senior Compliance Examiner
Erin Mastroni is a Senior Compliance Examiner for the Federal Deposit Insurance Corporation, located in the Hays, Kansas field office. Mrs. Mastroni has been with the FDIC since 2014 and has conducted compliance and CRA examinations for financial institutions of various sizes and complexities throughout Kansas and several other states. Mrs. Mastroni has also completed various temporary assignments at the Kansas City Regional Office, and she currently serves as a point of contact under the Complex Bank Supervision Program.