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Heartland Compliance 2019 Fall Seminar, Featuring Angela Lucas, Managing Partner at Sterling Compliance, LLC

  • Thu, November 14, 2019
  • 9:00 AM - 4:00 PM
  • Wichita Marriott Hotel, 9100 E Corporate Hills Dr, Wichita, KS


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Heartland Compliance  - 2019 Fall Compliance Seminar

Thursday, November 14, 2019

Wichita Marriott Hotel, 9100 E Corporate Hills Dr, Wichita, KS      

8:30 Refreshments and Check-In

9:00-4:00 Program (Lunch is provided)

Program   (6.0 Hours CPE for CRCM and CPA credit)

Angela Lucas

Co-Founder and Managing Partner at Sterling Compliance, LLC

Ms. Lucas will be covering the following topics:

  • 2019 Compliance Highlights
  • Looking Forward to 2020
  • Critical Compliance Deadlines
  • A Look at Pending Legislation
  • Realizing the Impact of Regulation CC Changes
  • Weaknesses in Regulation E Processes:  From Error Resolution to Visa Disputes, Don't Fall into these Traps
  • Embracing Social Media: Getting Started, Administering the Function and Managing Your Risk
  • Compliance and Cryptocurrency:  Why You Need to Care About Crypto at your Bank
  • Be on the Lookout:  Fraud and AML Scenarios Threatening Your Programs
  • Banking (or Avoiding) Marijuana-Related Businesses:  A Practical Approach to this Higher Risk Sector 

(Program content will be presented at the intermediate to advanced level for experienced compliance professionals.)     

Program Cost 

$199 Early Registration, Postmarked on or before October 24, 2019

$219 Postmarked after October 24, 2019

Speaker Bio   

Angela Lucas is the Co-Founder and Managing Partner of Sterling Compliance, LLC, an independent compliance and risk management consulting firm based out of Pittsburgh, Pennsylvania.  Prior to launching Sterling Compliance, Angela was an examiner with the Office of the Comptroller of the Currency, specializing in consumer compliance and commercial credit.  Several years and examinations later, Angela expanded her skill set within the Investment Advisory Monitoring and Testing Group at Federated Investors, Inc., focusing on compliance testing and advisory services as a critical link between trading floor portfolio managers and the compliance function.  With a strong knowledge of regulatory compliance, risk management and investment advisory services, Angela has established her reputation as a leading resource with the community bank consulting industry.  After several years of dedicated, client-oriented consulting service, Angela partnered with a long-time colleague to form Sterling to further the vision they shared for bringing a balanced perspective to their clients for practical approaches to regulatory compliance with battle-tested, effective results.

Meeting Location

The Wichita Marriott Hotel is located on the east side of Wichita, north of the intersection of Kellogg and Webb.

2020 Meeting Dates

Tuesday, February 11, 2020, 9am - noon

Tuesday, May 12, 2020, 9am - noon

Tuesday, August 11, 2020, 9am - noon

Full Day Seminar, Date to be Determined, Oct/Nov 2020


Heartland Compliance, a non-profit Kansas organization, whose purpose is to encourage and combine the ideas, intelligence, and influence of its members for the promotion of compliance information and networking among its membership; to provide its members educational programs on compliance and related topics; and to provide a medium for the timely gathering of its members for the purposes of education and exchange of ideas

Copyright © 2017, Heartland Compliance. All rights reserved.  

Information is not intended as legal or professional advice. Heartland Compliance, members, participants, & presenters assume no liability for the use or distribution of information available on this site, presented at meetings or provided in any other format.

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